Compliance & Disclosures

ARN-98693 Valid: 19-NOV-2014 to 07-JUL-2029 100% AMFI & SEBI Compliant

Niraj Pandey — Statutory Compliance & Governance

Operating as an Individual AMFI Registered Mutual Fund Distributor (ARN-98693, EUIN: E116449) based in Bilaspur, Chhattisgarh. We maintain strict compliance with SEBI Intermediary regulations, the AMFI Code of Conduct, and mandatory investor disclosure standards.

Statutory Entity
Niraj Pandey (Individual)
PAN: AWWPP7180J
Grievance Officer (GRO)
Niraj Pandey
Phone: 8827808392
Dispute Portals
SEBI SCORES & SMART ODR
Direct Redressal Channels

Statutory Documentation Hub

Explore our complete catalog of 14 regulatory registrations, disclosures, codes of conduct, and investor protection charters.

Registered Entity Details

Official legal entity details, PAN AWWPP7180J, GSTIN 22AWWPP7180J1ZT, registered office in Bilaspur, and firm status.

Regulatory Registrations

AMFI ARN registration validity (ARN-98693 valid till 07-JUL-2029), EUIN E116449, and NISM certification credentials.

AMFI Code of Conduct

Our professional commitments adhering to the AMFI Code of Conduct and Intermediary Ethics in all investor interactions.

Commission Disclosure

Mandatory SEBI disclosure of trail commission ranges earned across equity, debt, hybrid, and passive mutual fund schemes.

Investor Grievance Redressal

Designated GRO contact (Niraj Pandey, 8827808392), escalation matrix, SEBI SCORES, and SMART ODR dispute channels.

Investor Charter

SEBI Investor Charter for Mutual Funds detailing investor rights, responsibilities, and service standard commitments.

Fund Selection Policy

Objective criteria and qualitative evaluation methodology for mutual fund distribution and scheme evaluation.

Our Empanelments

Complete directory of 44+ leading Indian Asset Management Companies empanelled with Niraj Pandey.

SID / SAI / KIM

Direct repository to access and review Scheme Information Documents, Statement of Additional Info, and KIMs.

Investor Rights & Obligations

Comprehensive rights, duties, and statutory obligations of mutual fund investors per SEBI regulatory frameworks.

Disclaimer

General and statutory disclaimers regarding market risk, mutual fund distribution scope, and content validity.

Privacy Policy

Information on how we collect, store, safeguard, and process confidential client data per Indian IT Act and DPDP norms.

Terms & Conditions

User terms governing website access, digital tool usage, distribution service scope, and legal jurisdiction.

Important Links

Direct links to SEBI, AMFI, RTAs (CAMS, KFintech), MF Central, SCORES portal, and SMART ODR platform.

Investor Dispute Resolution & Regulatory Redressal

Direct access to regulatory grievance portals for swift resolution, transparency, and investor protection.